Risk and Compliance Senior Associate

Robinhood Robinhood · Fintech · London, United Kingdom · International G and A

Robinhood is seeking a Risk and Compliance Senior Associate in London to help shape and strengthen their UK compliance program. This role involves leading key compliance initiatives, supporting risk and control frameworks, and providing guidance on regulatory obligations and product design. The ideal candidate will have strong practical knowledge of UK financial services regulation and experience in an FCA-regulated environment.

What you'd actually do

  1. Support the design, implementation, and ongoing enhancement of compliance and risk management processes aligned with internal policies and regulatory requirements
  2. Lead components of the UK compliance monitoring program, including coordinating reviews, documenting findings, and tracking remediation activities
  3. Assess upcoming regulatory developments and evaluate the impact on policies, procedures, controls, and business operations
  4. Review and provide guidance on compliance approvals and escalation processes, including financial promotions, product reviews, complaints investigations, and customer communications
  5. Partner with Product, Legal, Operations, and business teams to identify risks, strengthen controls, and improve compliance-related processes and reporting

Skills

Required

  • 3-5 years of compliance experience within UK financial services
  • Strong working knowledge of UK regulatory requirements, including Consumer Duty, financial promotions, complaints handling, governance, compliance monitoring, and risk & control frameworks
  • Experience managing compliance projects or workstreams involving multiple business areas and operational stakeholders
  • Clear written and verbal communication skills with strong attention to detail and sound problem-solving abilities
  • Ability to operate independently, prioritize effectively, and adapt to changing business and regulatory requirements
  • Comfortable reviewing operational processes, identifying control gaps, and recommending practical improvements

Nice to have

  • Interest in financial technology and the evolving regulatory landscape impacting digital financial services

What the JD emphasized

  • experience working within an FCA-regulated environment
  • Strong working knowledge of UK regulatory requirements
  • Comfortable reviewing operational processes, identifying control gaps, and recommending practical improvements