Join Operations Control Management and help scale a best-in-class Client Onboarding & Documentation experience with strong compliance and ethics. Build hands-on analytics, automation, and AI solutions that strengthen controls across WKO and DDS globally. Grow your career by delivering measurable risk reduction, smarter monitoring, and executive-ready insights.
As a Data & AI Control Manager – Associate within the Strategic Control Testing group in Operations Control Management, you design and execute strategic, data-driven control testing across Client Onboarding & Documentation, including WKO and DDS. You build automation at scale and apply AI/ML—including Generative AI—to enhance risk detection, continuous monitoring, and regulatory compliance. You partner across business, operations, and technology teams to close control gaps, reduce false positives, and deliver audit-ready evidence and reporting.
**Job Responsibilities **
- Lead strategic control testing engagements using analytics to surface control gaps and BAU breaks; drive sustainable remediation.
- Execute strategic testing as an individual contributor with disciplined methods and clear evidence standards.
- Build and productionize AI/ML solutions for classification, anomaly detection, risk scoring, and entity resolution.
- Apply GenAI workflows to improve evidence gathering, document understanding, and root-cause analysis.
- Automate end-to-end testing and controls using Alteryx, Power BI/Tableau, and workflow/RPA platforms.
- Operationalize proactive alerts and dashboards for KRIs and regulatory priorities across regions.
- Partner with WKO, DDS, Controls, Operations, Technology, and Data teams to gather requirements and calibrate models.
- Design explainable and auditable analytical outputs aligned to firm standards and regulatory expectations.
- Develop statistical tests and ML-based monitors for policy, legal, and regulatory compliance aligned to model risk governance.
- Build scalable data pipelines to ingest, profile, cleanse, and join datasets from systems of record.
- Translate KYC/CO&D requirements into measurable tests and data rules; tune models to reduce false positives and document assumptions.
**Required Qualifications, Capabilities, and Skills **
- Hold a bachelor’s or advanced degree in a quantitative field such as Computer Science, Statistics, Engineering, or Data Science.
- Bring 6+ years of experience in financial services risk management, compliance, financial crimes, operational risk, audit, or BPM with automation exposure.
- Demonstrate proficiency in Python or R for data manipulation, model development, and testing automation on large datasets.
- Apply modern ML and advanced analytics techniques including regression, classification, clustering, and dimensionality reduction.
- Integrate data sources using APIs and apply strong data engineering practices to support repeatable testing.
- Implement data governance principles including data quality controls, metadata, lineage, and secure usage standards.
- Partner effectively across business, operations, and technology to deliver measurable control outcomes with strong critical thinking.
Preferred Qualifications, Capabilities, and Skills
- Leverage experience with LLMs/GenAI, predictive modeling, and their limitations in regulated environments.
- Apply control testing knowledge including control design and root-cause analysis capability.
- Manage multiple automation initiatives concurrently across global teams and time zones.
- Communicate trends and systemic issues through high-quality executive summaries and governance updates.
- Implement monitoring for model drift, accuracy, and business KPIs with clear evaluation frameworks.
- Use explainability and auditability patterns to support regulatory and internal audit reviews.
- Strengthen efficiency and consistency by delivering reusable assets, templates, and standardized testing routines.