AI Manager, Compliance Systems

Gusto Gusto · Fintech · Denver, CO +1 · Legal & Compliance

Manager role focused on building AI-powered compliance systems from scratch, involving designing architecture, deploying and managing AI agents for various compliance use cases, and ensuring human oversight. The role requires hands-on experience with AI tools, agent orchestration, prompt engineering, and operating within a regulated fintech environment.

What you'd actually do

  1. Design and implement AI-native compliance workflows using tools like Claude Code, Codex, Gumloop, and similar platforms
  2. Deploy and configure AI agents across compliance use cases, including product reviews, control testing, regulatory change monitoring, licensing workflows, policy governance, and remediation tracking
  3. Manage and oversee those agents on an ongoing basis, defining clear boundaries between autonomous execution and human review
  4. Monitor agent outputs, decisions, and workflow execution; own operational metrics like task efficacy, accuracy, and regulatory coverage. Identify and address errors, hallucinations, data drift, or unexpected behavior through root cause analysis
  5. Own the continuous improvement cycle for agent prompts and decision logic. Conduct root cause assessments, and deploy improvements through structured testing, shadow mode validation, and controlled production rollouts

Skills

Required

  • 5-7 years building compliance management systems, regulatory program infrastructure, or technical solutions in a regulated environment (payments, fintech, payroll, or compliance-heavy SaaS)
  • Hands-on experience leading AI or automation projects from concept through implementation, including human-in-the-loop workflows
  • Comfortable using AI tools (Claude, ChatGPT, Cursor, or similar) for workflow design and debugging
  • familiar with agent orchestration, prompt engineering, and structured testing
  • Strong cross-functional collaboration skills
  • Demonstrated good judgment in ambiguous, high-stakes situations
  • Strong data-driven reasoning skills

Nice to have

  • mentoring compliance analysts on AI tool usage, workflow design, and prompt development

What the JD emphasized

  • build AI-powered compliance systems from the ground up
  • operating in a regulated environment
  • human-in-the-loop workflows
  • agent orchestration
  • prompt engineering
  • structured testing

Other signals

  • AI-powered compliance systems from the ground up
  • deploying agents
  • engineering workflows
  • human-in-the-loop workflows
  • agent orchestration
  • prompt engineering