Chief Compliance Officer, Money

Robinhood Robinhood · Fintech · Menlo Park, CA +2 · Money Compliance

Robinhood is seeking a Chief Compliance Officer for its Money division to manage and scale a compliance program for banking and credit card products. This role involves ensuring adherence to state and federal regulatory requirements, partnering with product and engineering teams on compliance-by-design, overseeing AML and risk assessments, and managing relationships with regulators.

What you'd actually do

  1. Build, lead, and scale a compliance program that supports our banking and credit card businesses, including oversight of money transmitter compliance, AML and sanctions, consumer protection, and regulatory reporting
  2. Oversee state regulatory audits and license renewals, particularly for financial products including credit cards and deposit accounts
  3. Serve as a strategic partner to product and engineering teams to support the design, launch, and growth of new financial products while embedding compliance-by-design principles
  4. Lead the development and execution of a comprehensive AML program, including Know Your Customer, transaction monitoring, and SAR filing, with a focus on banking and credit card use cases
  5. Advise executive leadership and cross-functional stakeholders on regulatory requirements and emerging compliance trends

Skills

Required

  • Compliance program management
  • Financial services regulation
  • Banking and credit products
  • AML and sanctions
  • Consumer protection
  • Regulatory reporting
  • State regulatory audits
  • License renewals
  • Compliance-by-design
  • Know Your Customer (KYC)
  • Transaction monitoring
  • SAR filing
  • Regulatory requirements
  • Emerging compliance trends
  • Policy and procedure development
  • Risk assessment
  • Vendor evaluation
  • NYDFS Part 500 and 504
  • BSA/AML
  • UDAAP
  • Money transmission laws

Nice to have

  • Experience in a high-growth, tech-forward environment
  • Ability to operate in ambiguity
  • Sound judgment
  • Team player
  • Entrepreneurial culture

What the JD emphasized

  • 10+ years of experience building and leading compliance functions in financial services, with deep expertise in banking, credit, or payments
  • Direct experience working with state and federal regulators, and managing regulatory exams
  • Familiarity with regulatory frameworks such as NYDFS Part 500 and 504, BSA/AML, UDAAP, and money transmission laws