Communications Compliance Senior Specialist

Robinhood Robinhood · Fintech · Menlo Park, CA +2 · Compliance - RHM

Robinhood is seeking a Communications Compliance Senior Specialist to ensure adherence to regulatory and brand integrity standards for public-facing communications in the financial services industry. This role involves reviewing, auditing, approving, and advising on content, partnering with various internal teams, and contributing to process improvements. The position requires knowledge of FTC, SEC, FINRA, CFTC, FCA regulations and experience in communications compliance within financial services.

What you'd actually do

  1. Review, analyze, and advise internal clients on the adherence of parent company/enterprise-level communications and certain third party advertising units with compliance and firm guidelines
  2. Conduct principal-level review and approval of communications to ensure they meet applicable regulatory laws as well as firm standards
  3. Guide internal stakeholders and teammates on Compliance for projects and deliverables with an enterprise-level lens and perspective
  4. Attend Communications and Marketing partners staff meetings to provide early advice on parent company communications campaigns and PR strategies
  5. Draft practical guidelines for internal clients to ensure compliance with regulatory and firm requirements

Skills

Required

  • Bachelor's degree or equivalent experience in a legal or compliance role within the financial services industry
  • 5+ years of experience in communications compliance or a related function supporting public-facing content
  • Knowledge of applicable regulatory frameworks, including FTC, SEC, FINRA, CFTC, FCA, or similar regulatory requirements
  • Strong written and verbal communication skills, with the ability to provide clear, practical guidance to diverse business partners
  • Experience managing multiple priorities and larger, complex compliance projects, independently with shifting deadlines while maintaining attention to detail and documentation standards
  • Ability to effectively manage multiple priorities and adapt to a changing environment
  • Ability to collaborate cross-functionally with Legal, Compliance, Marketing, Content, Research, Engineering, or similar teams to support compliant communications

Nice to have

  • project management skillset is a bonus
  • familiarity with AI-enabled business tools such as ChatGPT or Google Gemini in a compliance or business context

What the JD emphasized

  • FTC, SEC, FINRA, CFTC, FCA, or similar regulatory requirements
  • 5+ years of experience in communications compliance or a related function supporting public-facing content
  • Knowledge of applicable regulatory frameworks