Compliance Manager, Marketing

Brex Brex · Fintech · San Francisco, CA · Operations

This role focuses on ensuring marketing materials for financial products (cards, banking) are compliant with regulations like UDAAP and FTC advertising standards. It involves reviewing content, managing review workflows, and partnering with cross-functional teams. While the company uses AI and mentions AI tools in the 'nice to have' section, the core function of this role is marketing compliance, not AI/ML development.

What you'd actually do

  1. Review and approve marketing materials across channels (e.g., web, SEO, campaigns, email, product marketing, and promotional content) for compliance with internal policies and applicable regulations (e.g., UDAAP, FTC advertising standards)
  2. Ensure marketing claims are accurate, substantiated, and appropriately disclosed, including validation of performance-related claims
  3. Manage a high-volume intake of marketing reviews, including triaging requests, prioritizing based on risk, and meeting turnaround expectations in a fast-paced environment
  4. Partner with Marketing, Product, and Legal teams to translate regulatory requirements into clear, actionable, and solutions-oriented guidance
  5. Track, document, and maintain records of marketing reviews to support audit readiness and reporting expectations

Skills

Required

  • compliance
  • legal
  • risk management
  • marketing review
  • regulatory knowledge (UDAAP, FTC)
  • attention to detail
  • risk assessment
  • communication skills
  • prioritization
  • problem-solving

Nice to have

  • scaling marketing compliance programs
  • fintech products
  • partner bank experience
  • AI tools for marketing content review

What the JD emphasized

  • 4–6 years of experience in compliance, legal, risk, or a related function within banking, financial services, or fintech
  • Experience reviewing marketing materials or customer-facing content in a regulated environment
  • Working knowledge of key marketing and consumer protection regulations (e.g., UDAAP, FTC advertising rules; familiarity with Reg Z, CAN-SPAM, TCPA, or similar is a plus)