Compliance Risk Management Senior Officer - Associate

JPMorgan Chase JPMorgan Chase · Banking · Tampa, FL +1 · Corporate Sector

This role supports Auto Financing, Pricing, and Credit strategies within Compliance, Conduct, and Operational Risk (CCOR) at JPMorgan Chase. The Senior Associate will provide independent oversight and assessment of risks, particularly focusing on business-driven initiatives including the adoption of AI capabilities. Responsibilities include evaluating compliance and operational risks, recommending enhancements, and leveraging AI/ML tools for data analysis and oversight routines. The role requires experience in risk management and the ability to analyze AI/ML-enabled solutions within a regulated financial environment.

What you'd actually do

  1. Provide independent oversight and credible challenge of business-driven changes, including pricing strategy initiatives, automation efforts, and AI/ML-enabled solutions, assessing impacts to processes, risks, controls, and customer outcomes.
  2. Evaluate compliance and operational risks and recommend enhancements to processes, controls, and systems.
  3. Leverage AI/ML (Artificial Intelligence/Machine Learning) tools and data analytics to understand and evaluate business data and technology flows, analyze complex processes, and develop oversight routines for monitoring, detection, and reporting.
  4. Partner with Business, Legal, Controls, Risk, Operations, Technology, and Model Risk teams to enable effective risk governance, control design, and sustainable remediation strategies.
  5. Support regulatory exams, audits, and testing activities related to pricing, decisioning, automation, and broader Auto Finance initiatives, ensuring timely and accurate responses.

Skills

Required

  • 3+ years of experience in Compliance, Operational Risk, Audit, Legal, or related risk management role.
  • Excellent research, analytical, written, interpersonal, and communication skills, with the ability to tailor communication for diverse audiences and support positions as needed.
  • Proven decision-making ability with a track record of managing multiple tasks and priorities.
  • Self-starter who can drive and own their own deliverables while continuing to collaborate with the broader team.
  • Sound judgment and experienced decision‑making skills; able to prioritize effectively and meet deadlines.
  • Comfortable with engaging with all levels of the organization on risk and control matters.
  • Proven track record designing and executing analyses utilizing AI/ML tools, aggregating risks across products, and driving issue management from root cause through remediation to closure.

Nice to have

  • Experience supporting Auto Finance, Pricing, or Lending products
  • Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), advanced degree (e.g., JD, MBA) and experience engaging regulators.
  • Strong data fluency to support CCOR oversight (e.g., SQL and visualization tools such as Tableau/ThoughtSpot), with ability to influence cross functional partners (Business, Legal, Controls, Risk, Operations) and present to senior stakeholders.

What the JD emphasized

  • Demonstrate strong knowledge of consumer regulations
  • Proven track record designing and executing analyses utilizing AI/ML tools, aggregating risks across products, and driving issue management from root cause through remediation to closure.