Compliance - Surveillance Lead - Vice President

JPMorgan Chase JPMorgan Chase · Banking · Jersey City, NJ +1 · Corporate Sector

Lead the end-to-end lifecycle of AI and ML models for trade surveillance, driving strategic enhancements and innovation using advanced analytics, machine learning, and LLMs. This role involves model development, deployment, monitoring, recalibration, and leveraging GenAI/LLM tools to optimize surveillance processes and operational efficiencies within a regulated financial environment.

What you'd actually do

  1. Lead the end-to-end lifecycle of AI and ML models for trade surveillance, including model development alongside surveillance SMEs, production deployment, ongoing performance monitoring (OPM), and required recalibrations to ensure compliance with Model Risk Governance standards.
  2. Collaborate closely with Model Risk Governance teams to design, implement, and maintain robust OPM plans, ensuring timely recalibration and risk mitigation for all deployed models.
  3. Oversee ongoing maintenance of surveillance models in production, including OPM reviews, retraining, and documentation of model changes to maintain regulatory compliance and operational effectiveness.
  4. Drive strategic enhancements and innovation across global trade surveillance programs by leveraging advanced analytics, machine learning, and large language models (LLMs) to optimize threshold tuning, coverage, and detection capabilities.
  5. Utilize hands-on experience with GenAI and LLM tools to streamline surveillance processes, automate workflows, and improve operational efficiencies; actively partner with technology teams to integrate these tools into surveillance solutions.

Skills

Required

  • Deploying, maintaining, and recalibrating AI/ML models in production environments, within compliance, regulatory, or surveillance functions.
  • Model Risk Governance, including the development and execution of Ongoing Performance Monitoring (OPM) plans and model recalibration protocols.
  • Leveraging GenAI and LLM tools to enhance surveillance operations, automate tasks, and collaborate with technology partners on tool integration for compliance and risk management.
  • Trade surveillance data, review processes, and parameter tuning, including experience with systems leveraged within compliance and surveillance teams.
  • Working on strategic initiatives, including requirements definition, data analysis, UAT testing, and project delivery within compliance/regulatory/surveillance environments.
  • Building and maintaining collaborative relationships across business, technology, and data science teams, driving cross-functional outcomes.
  • Delivering tangible results using project management and agile methodologies (e.g., sprint planning, milestone tracking, reporting).
  • Strong interpersonal, leadership, and communication skills, with the ability to influence and guide stakeholders at all levels.

What the JD emphasized

  • AI and ML models for trade surveillance
  • Model Risk Governance
  • Ongoing Performance Monitoring (OPM)
  • GenAI and LLM tools

Other signals

  • AI/ML models for trade surveillance
  • GenAI and LLM tools to optimize surveillance
  • Model Risk Governance