Compliance Technology Associate

Polymarket Polymarket · Fintech · New York, NY · Legal

Polymarket is seeking a Compliance Technology Associate to manage day-to-day execution of system safeguards compliance programs under CFTC Regulations 38.1051 and 39.18. This role involves maintaining documentation, coordinating testing, managing regulatory filings, and acting as a liaison between Compliance and Engineering. The ideal candidate will have direct experience with CFTC regulatory compliance for DCMs/DCOs and the ability to translate regulatory requirements into technical asks.

What you'd actually do

  1. Draft, update, and version-control compliance policies, procedures, and self-certification filings related to system safeguards and electronic trading controls.
  2. Maintain all documentation required under CFTC Regulations 38.1051 and 39.18, including enterprise risk management, information security, and business continuity program records.
  3. Track penetration testing, vulnerability testing, and controls testing schedules. Coordinate with engineering to ensure tests are completed on time and findings are documented with clear remediation plans.
  4. Coordinate annual and special system safeguards reviews and audits conducted by independent third parties, managing logistics, information requests, and follow-up correspondence.
  5. Act as the primary liaison between Compliance and Technology teams to ensure safeguards documentation accurately reflects current infrastructure and controls.

Skills

Required

  • CFTC regulatory compliance
  • DCM/DCO regulatory requirements
  • System safeguards compliance
  • Documentation management
  • Audit coordination
  • Remediation tracking
  • Cross-functional communication
  • Written communication

Nice to have

  • Prior experience working at a DCM or DCO
  • Direct experience coordinating third-party system safeguards audits

What the JD emphasized

  • Direct experience with CFTC regulatory compliance
  • Working knowledge of CFTC Regulations 38.1051 and 39.18
  • Proven ability to own compliance workflows end-to-end
  • Strong written skills
  • Ability to communicate regulatory requirements clearly to engineering and product teams
  • Comfort working in a fast-moving environment