Head of Canada Complaints

Capital One Capital One · Banking · Toronto, ON

This role leads the end-to-end Capital One Canada Complaints processes, focusing on regulatory compliance, risk mitigation, and customer experience. It involves managing a team of Process and Operations Managers, ensuring adherence to regulations, and driving strategic initiatives for complaint resolution.

What you'd actually do

  1. Own the end to end Capital One Canada Complaints processes
  2. Demonstrate a high level of expertise in all regulations, directives and guidance which apply to the bank’s complaint processes
  3. Lead a cross functional team including Complaint Adjudicators, Operations Manager, Process Manager and Complaints data analyst to thoroughly and critically assess and respond to a wide variety of complaints within the timelines established by management and regulatory agencies. This includes liaising directly with customers in respect of their concerns, as well as internal partners
  4. Coordinate and perform risk assessment, monitoring, and testing activities with first and second line to ensure the process remains current and compliant with Enterprise Complaints and Regulatory standards
  5. Manage control design and effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory requirements

Skills

Required

  • People management
  • Process management
  • Operations management
  • Risk management
  • Complaints handling
  • Banking products and services knowledge
  • Continuous Improvement strategies
  • Cross-functional collaboration
  • Stakeholder management

Nice to have

  • Lean and/or Six Sigma tools & methodology
  • SQL knowledge

What the JD emphasized

  • regulatory environment
  • regulatory agencies
  • regulatory requirements
  • regulatory compliance