Project Manager, Corporate Surveillance

Capital One Capital One · Banking · New York, NY +2

Project Manager for Corporate Surveillance at Capital One, focusing on ensuring compliance in financial markets by managing surveillance tools for email, chat, and voice. The role involves interfacing with legal and regulatory bodies, managing vendors, documenting requirements, and anticipating regulatory shifts.

What you'd actually do

  1. Direct the product lifecycle for surveillance tools monitoring email, chat (Bloomberg, Slack, Teams), and voice, ensuring robust detection of market abuse and conduct risk.
  2. Act as the primary technical lead for high-stakes presentations to external legal counsel and regulatory bodies, articulating product logic and defensibility with absolute professionalism.
  3. Own the creation of exhaustive functional specifications, logic workflows, and business requirements documents (BRDs) that translate nuanced compliance requirements into clear engineering blueprints.
  4. Partner with internal legal and risk teams to anticipate shifting global regulations, ensuring our surveillance engine remains ahead of the curve.
  5. Leading moderate to large complex projects and programs by providing strategic direction to projects, peers, and direct reports.

Skills

Required

  • Project Management
  • Fixed Income and Derivatives Markets/Product Subject Matter Expertise
  • Regulatory & Legal Interface
  • Vendor Management
  • Documentation (functional specifications, BRDs)
  • Roadmap Management
  • Stakeholder Management
  • Problem Solving
  • Influencing Skills
  • Communication Skills
  • Leadership

Nice to have

  • Master's Degree
  • PMP, Lean, Agile or Six Sigma certification

What the JD emphasized

  • Fixed Income and Derivatives Markets/Product Subject Matter Expertise
  • Regulatory & Legal Interface
  • Precision Documentation
  • Strategic Compliance Vision
  • proven track record of excellent project management
  • dynamic complex environment