Risk & Compliance Manager

Caterpillar · Industrial · Houston, TX

Manager Risk & Compliance for Caterpillar's Marine business, responsible for leading business process development, improvement, and support of the Enterprise Compliance Program to mitigate fraud and non-compliance risks.

What you'd actually do

  1. Developing and implementing strategies for all activities relating to one or more business units regarding compliant business conduct and ethical relationship standards.
  2. Overseeing development of relevant programs to ensure compliance and reduce risk.
  3. Providing advice and interpretation of Our Values In Action, including corporate policies and procedures to assigned business unit or units.
  4. Identifying potential risk and compliance vulnerabilities; developing corresponding corrective action plans for resolution of these issues and providing guidance for use in future situations.

Skills

Required

  • Bachelor’s degree, preferably in Accounting, Finance, Audit, Risk Management, Business, Logistics or a related field
  • 5-7 years of progressively responsible job-related experience
  • Knowledge of practices, behaviors, applicable laws, rules, and regulations governing proper business conduct
  • Ability to demonstrate ethical behavior in diverse situations
  • Knowledge of techniques and processes for issues management and remediation
  • Ability to identify any error or fault, and correcting them in a timely manner
  • Knowledge of relationship management techniques
  • Ability to establish and maintain healthy working relationships with clients, vendors, and peers
  • Understanding of effective communication concepts, tools and techniques
  • Ability to effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication behaviors
  • Knowledge of processes involved in managing people
  • Ability to lead successful teams and diligently address issues related to performance and conflicts at the workplace

Nice to have

  • Strong ability to collaborate and partner across peers and leadership
  • Strong understanding of Caterpillar’s Ethics & Compliance Program, Our Values in Action, and the Enterprise Policies and Procedures
  • Background in accounting, finance, risk management or related field
  • Prior supervisory experience

What the JD emphasized

  • risk management
  • compliance
  • business conduct
  • ethical relationship standards
  • risk and compliance vulnerabilities
  • corrective action plans