Senior Internal Auditor

Mercury Mercury · Fintech · Remote · Audit

Senior Internal Auditor role at a fintech company focused on building and maintaining the trust and safety of customers and the financial industry. The role involves assisting in risk identification, planning and executing audits, assessing compliance, and collaborating with teams on issue remediation.

What you'd actually do

  1. Assist in identifying, analyzing, and assessing risk throughout Mercury and contribute to the development of the annual audit plan
  2. Scope and plan multiple audits across Mercury products and operations
  3. Conduct process walkthroughs and execute audit testing to confirm the design and operational effectiveness of internal controls
  4. Assess compliance with Mercury’s compliance obligations
  5. Socialize, document, and report audit issues identified

Skills

Required

  • experience scoping and planning new, complex audits
  • experience leading audit teams and coaching team members
  • comfortable conducting walkthroughs, creating audit test plans, and executing internal controls testing
  • experience working with financial services companies
  • working knowledge of laws, regulations and risk management standards for financial services
  • experience in auditing BSA/AML/Sanctions compliance, payments (wires / ACH), and/or Card products
  • ability to quickly grasp and understand complex business processes
  • ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables, issues tracking, and reporting
  • excellent written and verbal communication skills
  • ability to manage their own schedule to ensure deadlines are met
  • self-starter, someone who likes to innovate and think about how we can do things differently to be more efficient and effective

What the JD emphasized

  • working knowledge of laws, regulations and risk management standards for financial services
  • auditing BSA/AML/Sanctions compliance, payments (wires / ACH), and/or Card products